Entrepreneurship Story; Over Regulation in Franchising Part I

Jim and Sally run a successful auto business, whichon ramp and lets all 455 cubic inches roar. "We're
they have built up over two decades and havegonna pass everything but a gas station from
expanded to three stores and many of theirhere on out!"The next day, Jim and Sally are over
friends keep saying, "You should Franchise." Theythe negative observations and Jim says "Well now
think about this for about five years read a fewwe have the documents let's go visit our future
books, like "Franchising for Dummies," Thefranchisees, finally after four months of
"E-Myth", "The Franchising Bible" and many otherspaperwork." Sally smiles. Jim says "you know I
on the shelves of the new big book store in townlove you honey, we are finally going to do this."
with the coffee shop inside. They finally decideSally says "good, for a second I thought you had
that it makes sense especially as they havethe hots for that paralegal, he was sure checking
friends and loyal employees who wish to beyour rear end out." Jim says "oh great! But I think
associated with them and even own the firstI am more worried about his boss trying to
franchises. So they set out to franchise. Theyscrew both of us in some bizarre
visit an attorney since that says in all the booksthree-some."You see Mr. Federal Trade
to do. Most books about franchising are, at leastCommission this is how it all starts, it all starts out
in part if not whole, written by S2D2s (lawyers:on the wrong foot. Why? This MUD is clouding the
S2P2s; Self-Serving Parasites of Planet) anyway,reasoning and strength of franchising. Franchising is
so they take that advice and visit an attorney.a win-win situation, when it is buried in MUD it
The S2D2 explains the MUD and helps by chargingcreates an adversarial relationship from the
them a good chunk of change; $35,000 tobeginning.Jim and Sally are ready and they call the
prepare a boilerplate document which is soattorney to make sure it is okay for them to
complicated they could not do it on their ownvisit the prospects, who are already to sign up.
without years of study. They give the S2D2The attorney says well, wait a minute we need
(scoundrel) the money and they look at theto discuss this, because there are rules of
document and start asking questions. They do notdisclosure and you should also think of setting up
ask him about the price gouging laws that theira sales department and have forms for
state has after all the flooding from the remnantscompliance.The cold electronic like S2D2 right on
of Hurricane Ivan, although they feel severallyque says; "tell me about these prospects." Sally
violated in the outrageous costs to prepare thesays "oh they are so very nice. First; Joe has
documents. After all there is some new shopbeen a trusted employee for years and knows
equipment they need to test cars to stay ineverything about the business and he has a
compliance with the latest smog certificates andpartner and his parents are putting up the money
they are not cheap either. So they ask somefor the equipment for part ownership and helping
typical questions instead of why they had to payhim qualify for the lease on the building, he already
so much."But Mr. S2D2, we want to be fair andhas a location picked out, the same one Jim and I
give this and that assistance to the newwere going to put our fourth store, before we
franchisees, Bob and Margaret are long timestarted to franchise instead." Well that is very nice
customers of our shop and friends. Joe has beenthe S2D2 says to Sally "incidentally Sally where do
working with our company seven years and theyhis parents live?" Jim says "They live across the
want to buy the first franchises. The S2D2river in IL and his partner is from MI, he will be
explains that the Federal Trade Commissionsmoving here once the business gets going."The
Franchise Group is doing this for the consumer'sS2D2 is salivating understanding that MI is a
protection. Jim and Sally understand this but whatnotification state and IL is one of the three worst
is all this about termination, litigation, arbitration orstates to do business for franchisors, some
mediation? Why does it say we may give youfranchisors have even gone to the length to say
this and that, of course we would support Bobthat the state of IL is on drugs like those 'fruits,
and Margaret and Joe they are dear friends ofnuts and flakes' at the California Department of
ours and it is our name on the building, of courseCorporations along with the rest of the population
we are going to go out of our way to helpof girlie men in and around San Francisco, although
them."The S2D2 says, "yes, I understand that buteveryone likes the new 'Governator'. The S2D2
this is for your protection too." Sally says, "greatsays; "well Jim we have a slight problem." Jim
but, it sounds so vindictive and mean, why wouldthinks to him self, uh oh, he remembers, 'ah
anyone sign it?" The S2D2 says "there is muchHouston, we have a problem' and then says;
case law and history as to why these things are"What, it is all set up, the parents already sent a
in these documents and they are to protect you,check to Joe for the first and last on the lease
that what you are paying me for." Jim thinks toand he signed the lease this week, Joe already
himself, we are paying you to pick a fight withgave them a deposit." The attorney says "well
our new franchisees and long time dear friends.we need to slow down, first Jim and Sally I do
Attorneys are A-holes. They are our worstnot know how to break this to you, but MI has
customers at the shop and I will never forgetto be notified that you are offering franchises in
that time a one-week temporary worker hurt histheir state and IL needs full registration, I of
hand because he was not paying attention, thencourse can do all that for you." (huge smile comes
sued us. Even though it was on his way to workover the S2D2, even feels a tingle in his thing and
or so he said, we had to fight the case, we wonwinks to the paralegal as he reaches for his
but it costs us $17,000, gosh, I hate attorneys.member in a display of manliness, similar to the
Jim just gives a slight aggravated look and gazesmovie 'Wallstreet' or 'Boiler Room'.)Looks like the
towards the window over looking the river andS2D2's golf membership is in the bag after all he
much of downtown. How can anyone call whatthinks to himself; Sushi tonight, hell for the rest of
this guy does work?So Sally looks at the coverthe week, why not. This is going to be great; he
page and the second page and the third and itthinks just maybe; I can sneak off with Liz, the
says: "This sounds mean and ugly almostsecretary, for the weekend and tell his wife it is
vindictive." The S2D2 says, "this is to protect you,another very important rule making session in Las
franchising is very litigious." Sally: "But these areVegas for the Federal Trade Commission's
our friends." She looks at Jim and gives him aFranchise group where important franchise
look, what are we getting ourselves into? Theattorneys from all over the country meet to
attorney also has an interesting look, a grin.discuss the franchise rule which has had no
Knowing that soon he will have much workchanges in 10-years. It has been documented that
defending them in lawsuits, he thinks to himself;law enforcement officials, judges, policemen and
gotta love these entrepreneurial suckers, soattorneys are the most likely professions to have
naïve thinking they are going to do good inextra curricular affairs with either members of
the world, help people get into business and maketheir same sex or the other. (Source: Netscape
money at the same time, living in a dream world,News Online Oct. 2003).The S2D2 says to Sally
oh well thankfully they do exist, although I amand Jim, "The registration for IL could take up to
noticing a decline in such folks over the years, butseveral months, if everything goes perfect."
this is live bait, and I will make all I can while they"Several Months" shouts Jim. "Yes, well this is
still have money. The S2D2 then starts smiling asnothing compared to Cal-if-forn-ia." Explains the
they leave. Knowing he can return the favor toS2D2 and goes on to say; "our standard fees are
some of his fellow attorneys nearby who$10,000 to register in IL and we can probably do
specialize in divorce law and bankruptcy, etc. Hethe MI thing for a thousand plus fees." Sally says
has seen it before, good companies franchise and"But, we are not are only charging $10,000 for
then the lawsuits, divorce and bankruptcy, he canthe franchise fee to begin with and we are not
smell it. He does not think more than a second orfranchising in IL or MI, surely not for a couple of
two that he and his S2D2 are the cause of all ofyears, we have a strategic plan to 'Start Small
it. Even if we are, we deserve the money, weand Finish Big', besides we want our first
are smarter than everyone else, have spentfranchisees close by so we can help them, running
years learning all this dribble and besides I needa business is not easy you know and we need to
another new BMW and the golf membership isbe available here."The S2D2 changes from friend
coming due. Must keep up with the boys toto father daughter mode and in a voice only
continue to get those referrals.Jim and Sally aregrandfather's use he says; "Dear Sally, I think you
having second thoughts, but are committed toare misinterpreting what I am saying here, I
the plan and already have the first threeunderstand you are not franchising in Illinois right
franchises sold to family, friends and loyalnow or even Michigan for that matter. But the
employees. "We promised Jim, we gave them ourpeople involved in your franchise have partners
word, they are counting on us." "Yes, but Sally, Iwho will have interests in the franchise who live in
really hate attorneys, they seem so cold andthose states you see and that requires you to be
they don't care, look at what he is charging us?"registered in those states or in the case of
Sally says, "yes I know, but if we sell enoughMichigan to notify you are offering them a
franchises we can send our kids to law school,franchise." Sally says "but we are not offering
that is where all the money is, look how hard wethem a franchise, we are offering a franchise to
work to build a business and that fat catJoe our employee. Who is already to start and
attorney, just sits in that office with the view andwe want to give him that 'UFO thing', the U-Fuck,
works a few hours a day and that paralegal in theI mean U-fock as you call it, you said they have
back seems to do all the work." Jim observes;to have it for ten business days and there is a
"You know Sally, I really want to do this, we haveholiday weekend coming up and Joe wants to
worked so hard. Hey did you notice the way thestart ASAP, he has been buying new tools like
secretary was looking at the attorney? I thinkmad from the Snap on Tool guy, he is so ready,
they have something going there? Well maybe hehe wants to get busy and make money before
is doing the paralegal too?" Sally says " yes I thinkthe 30 day bill comes in for all those tools." S2D2
you are right about the secretary, but theexplains, "Sally, I understand your frustration, but
paralegal is definitely gay, you really think so?" Jimthat is the IL law. It doesn't matter, what you
says, "Heck, yes, he seems like the squirrellythink the law says or what you have worked out
type, I do not trust him." Sally says "But, Jim youwith Joe of your own free will, you are in a
know his wife is a VIP in town? I agree with yourfranchise now. Also Sally remember about the
comments did you notice how fast the attorneymaster lease clause and additionally if Joe's
took you up on that offer too give his car freeparents pay for the lease and are a partner in the
service?" Jim "Says, well the lawyers are acompany and their residence is IL then we
necessary evil, we ought to double the pricealready may have a problem. We will disclose this
whenever they come in with cars to the shop."to the IL registration people, but it may delay
Sally says, we ought to deny them service, soapplication since technically we are in gray area
they do not try to sue us." Jim says "Yah, butand as per law a technical violation. Meanwhile see
there is probably some law against it and thenif Joe can get his deposit back so you can sign
they really would sue us, maybe we should justthe lease and sublease to him. Also in your
defer to Caesar on this one?" Sally agrees,franchise agreement we agreed that site selection
"Caesar was Right!" Jim shouts, "Take nowas part of the franchise fee.
prisoners, kill them all, ha, ha, ha." Jim gets on the